Don’t forget! On October 1, 2018, FINRA will be changing the requirements for the Series 6 and 7 exams. Candidates will be required to pass the SIE exam as well as the Series 6 or 7 top-off exam to become registered.
Candidates who will be registered for the exam after October 1, 2018, can begin preparing with Kaplan now. The Securities Industry Essentials (SIE) exam and the Series 6 and 7 (Top-Off) exam preparation packages have been added to your portal, and your corporate discount has been applied.
Please note, those registered prior to October 1, 2018, should continue using the existing Series 6 and 7 exam preparation materials.